1.2
Interactive Brokers
2022
4
2023-01-10T18:16:28Z
2022
10
65.12
0.60
32.53
64.87
2.01
Nasdaq Stock Market
XNAS
35.10
10.83
15.18
45.32
34.88
-439
-8.0673
-135295
-23.7239
504789
26.7584
-29532
-10.1967
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
New York Stock Exchange
XNYS
18.51
0.00
1.83
25.71
61.75
0
-42503
-22.1166
143654
17.9970
-24441
-8.0573
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
CBOE EDGX Exchange
EDGX
14.16
0.00
2.08
20.71
2.29
0
-38868
-22.3115
71713
21.8701
-39
-7.2588
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
IBKR ATS
IATS
8.71
0.00
26.25
0.27
0.00
0
0
0.0000
0
0.0000
0
IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports.
XTX Execution Services LLC
XTXE
2.41
0.00
6.96
0.23
0.00
0
0
0.0000
0
0.0000
0
IEX
IEXD
2.30
0.00
5.08
1.00
0.03
0
-9871
-6.4369
-664
-3.1748
-6
-6.8873
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
NYSE Arca
ARCX
1.83
0.00
3.89
0.87
0.00
0
-92603
-28.0792
4618
25.7896
0
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
UBS ATS
UBSA
1.76
0.00
5.41
0.00
0.00
0
0
0.0000
0
0
SG Americas Securities, LLC
SGAS
1.68
0.00
5.17
0.00
0.00
0
0
0.0000
0
0
HRT Execution Services LLC
HRTX
1.62
0.00
4.98
0.00
0.00
0
0
0.0000
0
0
Virtu Americas LLC "PRO"
VIRT
1.44
0.00
4.42
0.00
0.00
0
0
0.0000
0
0
CBOE BYX Exchange
BATY
1.37
0.00
0.61
1.81
0.07
0
367
0.9081
-154
-3.1023
0
1.6522
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
68.29
0.31
26.22
70.73
2.74
NYSE Arca
ARCX
22.63
0.00
6.67
28.49
26.93
0
-740548
-23.6265
964004
27.3666
-33565
-11.5708
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq Stock Market
XNAS
22.31
5.14
9.79
26.41
38.43
-386
-6.0509
-977426
-23.2469
1460766
17.1295
-58987
-9.1643
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
New York Stock Exchange
XNYS
15.26
0.00
2.16
19.64
29.25
0
-207904
-23.8915
549688
17.1537
-43571
-7.9117
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
CBOE EDGX Exchange
EDGX
13.53
0.00
3.23
17.88
1.26
0
-329600
-21.0390
387202
17.1926
-71
-5.3954
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
IBKR ATS
IATS
4.14
0.00
15.38
0.15
0.00
0
0
0.0000
0
0.0000
0
IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports.
IEX
IEXD
2.26
0.00
7.06
0.58
0.02
0
-25798
-6.3911
-2162
-3.1652
-8
-6.6329
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
HRT Execution Services LLC
HRTX
2.02
0.00
7.69
0.00
0.00
0
0
0.0000
0
0
MIAX PEARL Equities
EPRL
1.85
0.00
1.95
1.89
0.00
0
-185226
-27.6531
98502
28.3032
0
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Citadel Securities "PRO"
CDRG
1.63
0.00
6.21
0.00
0.00
0
0
0.0000
0
0
UBS ATS
UBSA
1.60
0.00
6.09
0.00
0.00
0
0
0.0000
0
0
CBOE BZX Exchange
BATS
1.59
0.00
2.62
1.19
2.19
0
-239360
-26.7072
4179
15.1776
-6288
-24.6218
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Virtu Americas LLC "PRO"
VIRT
1.36
0.00
5.18
0.00
0.00
0
0
0.0000
0
0
99.82
0.11
10.75
54.19
34.95
Chicago Board Options Exchange
XCBO
23.00
18.99
17.51
23.63
23.71
-1234
-44.2500
114930
3.8181
-1221099
-29.9239
-1848750
-34.1903
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
NYSE Arca Options
ARCO
20.46
25.03
6.61
28.83
11.73
-2528
-69.1168
-664770
-50.7276
1267950
57.4675
278866
11.4204
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
CBOE C2 Exchange
C2OX
15.04
10.47
3.76
14.01
20.12
1421
41.7493
-891060
-42.1146
1078012
41.3555
545391
24.7530
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Cboe EDGX Options Exchange
EDGO
8.69
0.00
7.70
8.51
9.29
0
1890580
108.1703
987921
20.9586
946641
51.0270
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq Options Market
XNDQ
7.49
0.00
3.99
13.02
0.00
0
-350383
-38.5981
745129
65.1327
0
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq ISE
XISX
4.41
28.43
5.18
1.13
9.20
-1814
-10.3769
-107852
-9.1019
51779
79.1177
411827
26.0443
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
MIAX Emerald Exchange
EMLD
4.38
6.70
1.37
2.22
8.64
245
37.0060
-75387
-33.1557
296976
43.1783
613416
34.9397
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq MRX
MCRY
4.18
0.01
25.71
0.03
4.01
0
0.0000
1484806
31.9367
5843
28.6250
262676
26.8841
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq PHLX
XPHL
3.42
0.96
2.59
0.55
8.13
-8
-1.9765
579868
58.4942
1154
1.7162
-4356
-0.3734
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
2022
11
71.87
0.48
30.47
67.11
1.93
Nasdaq Stock Market
XNAS
29.33
12.33
21.73
32.73
35.37
-51
-5.5367
-116589
-23.6886
344592
25.5018
-41842
-11.5343
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
CBOE EDGX Exchange
EDGX
25.47
0.00
2.26
36.82
3.46
0
-34683
-19.1229
197043
24.6967
-11
-3.1671
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
New York Stock Exchange
XNYS
17.26
0.00
1.70
23.22
59.97
0
-27197
-22.4024
94680
17.7418
-22477
-7.6720
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
IBKR ATS
IATS
7.71
0.00
24.84
0.21
0.00
0
0
0.0000
0
0.0000
0
IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports.
XTX Execution Services LLC
XTXE
2.31
0.00
7.04
0.24
0.00
0
0
0.0000
0
0.0000
0
IEX
IEXG
1.95
0.00
4.59
0.82
0.02
0
-8496
-6.3787
-598
-2.8654
-2
-6.7562
UBS ATS
UBSA
1.69
0.00
5.55
0.00
0.00
0
0
0.0000
0
0
HRT Execution Services LLC
HRTX
1.49
0.00
4.90
0.00
0.00
0
0
0.0000
0
0
SG Americas Securities, LLC
SGAS
1.43
0.00
4.68
0.00
0.00
0
0
0.0000
0
0
NYSE Arca
ARCX
1.43
0.00
3.20
0.67
0.00
0
-66752
-27.4667
3397
25.8582
0
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
70.68
0.31
25.60
71.33
2.76
CBOE EDGX Exchange
EDGX
23.97
0.00
3.38
32.32
2.02
0
-363781
-19.2897
831099
14.1318
-68
-3.4536
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq Stock Market
XNAS
18.88
4.82
13.88
19.97
38.38
-97
-4.8401
-965706
-23.3008
1063061
20.8132
-70001
-8.9103
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
NYSE Arca
ARCX
17.80
0.00
6.08
21.79
25.49
0
-705757
-22.4434
852696
26.6022
-35778
-11.6422
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
New York Stock Exchange
XNYS
15.40
0.00
2.40
19.57
30.19
0
-236004
-23.4294
651047
16.9696
-46208
-7.3891
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
IBKR ATS
IATS
3.84
0.00
14.60
0.15
0.00
0
0
0.0000
0
0.0000
0
IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports.
IEX
IEXD
2.09
0.00
6.72
0.52
0.02
0
-29787
-6.4153
-2168
-2.9497
-9
-6.7476
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
HRT Execution Services LLC
HRTX
2.04
0.00
7.99
0.00
0.00
0
0
0.0000
0
0
UBS ATS
UBSA
1.46
0.00
5.71
0.00
0.00
0
0
0.0000
0
0
Citadel Securities "PRO"
CDRG
1.46
0.00
5.68
0.00
0.00
0
0
0.0000
0
0
CBOE BZX Exchange
BATS
1.39
0.00
2.60
0.95
1.94
0
-241648
-26.0575
3492
15.9543
-6700
-23.8486
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Virtu Americas LLC "PRO"
VIRT
1.20
0.00
4.70
0.00
0.00
0
0
0.0000
0
0
MIAX PEARL Equities
EPRL
1.13
0.00
1.70
0.98
0.00
0
-162618
-27.5163
57308
27.9339
0
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
99.45
0.12
10.12
50.75
39.01
Chicago Board Options Exchange
XCBO
21.18
15.74
17.14
23.49
19.23
-1374
-37.7456
733377
18.6030
-1072165
-23.9748
-1626870
-30.2023
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
NYSE Arca Options
ARCO
20.52
26.09
7.24
29.84
11.82
-5572
-74.4332
-646142
-50.4121
1482855
57.3191
-149244
-5.5671
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
CBOE C2 Exchange
C2OX
16.60
8.74
4.20
16.06
20.55
1571
41.4877
-877745
-42.0801
1174555
41.4579
538572
26.6142
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Cboe EDGX Options Exchange
EDGO
8.08
0.00
7.38
7.83
8.60
0
1748277
102.6415
900445
20.9483
861896
50.7984
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq Options Market
XNDQ
7.39
0.00
4.05
13.75
0.00
0
-382528
-40.8952
607044
53.1663
0
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq ISE
XISX
4.93
29.66
4.06
0.84
10.39
-2757
-14.8332
-75355
-7.5786
48217
81.4386
318238
25.3233
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq MRX
MCRY
4.61
0.00
24.99
0.03
5.29
0
1384207
32.0304
5899
31.4411
239157
25.2253
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
MIAX Emerald Exchange
EMLD
4.40
8.18
1.61
1.48
8.90
139
34.6219
-84261
-35.1074
207872
43.2294
694384
41.2292
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq PHLX
XPHL
4.12
1.33
3.82
0.48
8.94
0
0.0000
823398
55.2931
4292
5.6972
-6027
-0.5971
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
2022
12
75.36
0.44
30.45
67.23
1.88
Nasdaq Stock Market
XNAS
34.23
13.85
26.02
38.05
35.15
-48
-5.3586
-112836
-24.2578
430858
25.2928
-33250
-11.0694
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
CBOE EDGX Exchange
EDGX
21.16
0.00
2.03
30.46
3.75
0
-39225
-23.2251
72233
24.5666
-5
-1.3875
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
New York Stock Exchange
XNYS
17.04
0.00
1.60
22.94
59.98
0
-34179
-23.5002
79277
17.6190
-23416
-7.9195
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
IBKR ATS
IATS
7.75
0.00
25.05
0.18
0.00
0
0
0.0000
0
0.0000
0
IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports.
XTX Execution Services LLC
XTXE
2.09
0.00
6.38
0.22
0.00
0
0
0.0000
0
0.0000
0
NYSE Arca
ARCX
1.97
0.00
2.76
1.68
0.00
0
-54836
-25.8654
8685
24.4172
0
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
IEX
IEXG
1.67
0.00
3.73
0.80
0.02
0
-8340
-8.4165
-698
-3.1813
-2
-9.3355
SG Americas Securities, LLC
SGAS
1.58
0.00
5.19
0.00
0.00
0
0
0.0000
0
0
UBS ATS
UBSA
1.51
0.00
4.94
0.00
0.00
0
0
0.0000
0
0.0000
0
HRT Execution Services LLC
HRTX
1.27
0.00
4.17
0.00
0.00
0
0
0.0000
0
0
72.68
0.32
25.76
70.93
2.99
CBOE EDGX Exchange
EDGX
21.94
0.00
3.39
29.62
2.04
0
-378895
-18.5915
385735
13.9463
-79
-4.4312
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq Stock Market
XNAS
21.03
6.66
12.97
23.31
38.05
-52
-4.5691
-932032
-21.7334
1369810
15.1438
-68075
-9.3759
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
NYSE Arca
ARCX
18.08
0.00
6.49
21.95
28.32
0
-731881
-21.0423
786926
23.6240
-34907
-11.6783
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
New York Stock Exchange
XNYS
14.58
0.00
2.30
18.55
27.95
0
-228308
-23.2948
558759
16.3168
-47942
-7.8853
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
IBKR ATS
IATS
3.89
0.00
14.70
0.14
0.00
0
0
0.0000
0
0.0000
0
IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports.
IEX
IEXD
2.15
0.00
6.84
0.55
0.02
0
-32788
-8.1617
-3270
-3.8924
-9
-9.2553
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
HRT Execution Services LLC
HRTX
1.98
0.00
7.70
0.00
0.00
0
0
0.0000
0
0
Citadel Securities "PRO"
CDRG
1.60
0.00
6.19
0.00
0.00
0
0
0.0000
0
0
UBS ATS
UBSA
1.49
0.00
5.77
0.00
0.00
0
0
0.0000
0
0
CBOE BZX Exchange
BATS
1.15
0.00
2.50
0.64
1.84
0
-225160
-24.5395
5605
13.9704
-7300
-22.9839
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Virtu Americas LLC "PRO"
VIRT
1.15
0.00
4.45
0.00
0.00
0
0
0.0000
0
0
Citadel Securities "LITE"
CDED
1.13
34.18
0.97
1.08
0.21
41835
15.8016
68774
8.9774
52541
18.7550
0
0.0000
IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders.
99.86
0.16
9.71
47.71
42.43
NYSE Arca Options
ARCO
18.37
26.93
6.54
26.79
11.58
-2344
-66.3198
-522630
-50.5528
1182366
59.8208
-302792
-14.9324
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
CBOE C2 Exchange
C2OX
17.39
10.03
4.40
18.42
19.22
1296
41.7956
-776746
-41.9474
1203284
41.4290
451465
25.2898
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Chicago Board Options Exchange
XCBO
16.86
10.73
19.22
16.11
17.18
-737
-31.3636
558425
12.4416
-933773
-41.6181
-1248675
-28.8953
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Cboe EDGX Options Exchange
EDGO
9.73
0.00
7.18
11.36
8.51
0
1957397
133.7245
1137780
20.9766
751377
49.7573
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq ISE
XISX
6.09
27.52
3.74
3.28
9.70
-1727
-9.6213
-88582
-11.4941
359735
85.4803
224471
24.9200
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq Options Market
XNDQ
5.47
0.00
3.10
10.84
0.00
0
-269735
-41.7256
387770
48.8989
0
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq MRX
MCRY
5.34
0.00
23.88
0.03
7.08
0
1324703
32.4941
4943
29.9484
195258
10.0527
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq PHLX
XPHL
4.79
3.15
4.39
2.00
8.03
-3
-0.4876
820025
53.4638
3818
1.7372
-2384
-0.3061
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
MIAX Emerald Exchange
EMLD
4.40
4.60
1.50
1.41
8.43
348
40.8239
-78161
-38.9512
189400
43.2718
544578
40.8058
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
BOX Exchange
XBOX
3.74
0.57
8.88
0.20
6.57
8
6.9298
1029615
59.4618
3946
27.6620
52944
56.5733
An affiliate under common control with IBKR has a substantial, minority investment in the Boston Options Exchange Group LLC, which operates the Boston Options Exchange. To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.